Assessor Resource

RIIMPO333D
Conduct underground load haul dump operations

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to Conduct underground load haul dump operations in the Metalliferous mining.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for underground load haul dump operations

1.1 Access, interpret and apply underground load haul dump operations documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Select, and check for faults, equipment and/or attachments for work activities

1.6 Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

1.7 Inspect and assess site conditions to determine if scaling is required and take action according to site requirements

1.8 Use approved dust suppression and extraction methods

1.9 Ensure work area is well ventilated before entry

1.10 Identify need for, and apply signage and barricades during each stage of activities

2. Operate load haul dump plant

2.1 Carry out start-up, park, shutdown and secure equipment procedures

2.2 Coordinate activities with others at the site prior to commencement of, and during, the work activity

2.3 Drive and operate equipment safely within working environment, load limitations and road conditions

2.4 Monitor and manage equipment performance using appropriate indicators and ensure efficiency of operations

2.5 Continually monitor hazards and risks, and ensure safety of self, other personnel, plant and equipment

2.6 Complete the work plan, within the operating capacities of the plant

3. Load material

3.1 Wash down surrounding area and wet material to suppress dust

3.2 Scale down loose material

3.3 Check job site and identify and manages possible misfires in accordance with site procedures

3.4 Check, identify and remove contaminants

3.5 Ensure all hoses and other auxiliary services are neatly stored

3.6 Bog to work plan removing required materials

3.7 Ensure road is kept clear during bogging

4. Haul material

4.1 Confirm type of material and haul to designated location

4.2 Lower bucket in recommended position

4.3 Identify and manage spillages on hauling surface

4.4 Maintain hauling efficiency by managing working environment conditions

5. Dump materials

5.1 Slow equipment to crawl when approaching dump site

5.2 Lift bucket to appropriate height in readiness for dumping, maintaining stability of loader

5.3 Dump material evenly distributing load or as required

6. Clean up job site

6.1 Scale down site ensuring loose materials are dislodged safely

6.2 Leave site and surrounding area clear, safe and accessible

7. Carry out operator maintenance

7.1 Prepare machine for maintenance

7.2 Conduct inspection and fault finding

7.3 Carry out scheduled maintenance tasks

7.4 Process written maintenance records

8. Carry out housekeeping activities

8.1 Clear work area and dispose of or recycle materials

8.2 Process records

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient conducting of load haul dump operations in underground metalliferous mines including:

conducting prestart checks prior to commencing operations and shutdown procedures on completion of operations

carrying out vehicle refuelling requirements and procedures

driving and operating the equipment to site conditions

applying safe work practices and identifying and reporting all potential hazards, risks and environmental issues

applying problem solving and troubleshooting techniques

selecting and using the required tools and equipment

carrying out equipment towing

applying vehicle directing procedures

applying pushing techniques

Works effectively with others to undertake and complete load haul dump operations in underground metalliferous mines that meet all of the required outcomes including:

using a range of communications techniques and equipment to convey information to others

maintaining written and verbal reporting requirements and procedures

organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

demonstrates completion of conducting underground load, haul and dump truck operations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

loading material

hauling material

dumping material

scaling down lose material

identifying and managing misfires

identifying and removing contaminants

identifying and managing spillages

The candidate must demonstrate knowledge of the following when conducting underground load haul dump operations:

communicating and performing isolation procedures

identifying primary and secondary ventilation

identifying equipment processes, technical capability and limitations

identifying, interpreting and using geological and technical data (basic)

being prepared for fire/accident/emergency

identifying signs of operator fatigue and how it should be managed

applying operational, maintenance and basic diagnostics

completing housekeeping activities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for underground load haul dump operations

1.1 Access, interpret and apply underground load haul dump operations documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Select, and check for faults, equipment and/or attachments for work activities

1.6 Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

1.7 Inspect and assess site conditions to determine if scaling is required and take action according to site requirements

1.8 Use approved dust suppression and extraction methods

1.9 Ensure work area is well ventilated before entry

1.10 Identify need for, and apply signage and barricades during each stage of activities

2. Operate load haul dump plant

2.1 Carry out start-up, park, shutdown and secure equipment procedures

2.2 Coordinate activities with others at the site prior to commencement of, and during, the work activity

2.3 Drive and operate equipment safely within working environment, load limitations and road conditions

2.4 Monitor and manage equipment performance using appropriate indicators and ensure efficiency of operations

2.5 Continually monitor hazards and risks, and ensure safety of self, other personnel, plant and equipment

2.6 Complete the work plan, within the operating capacities of the plant

3. Load material

3.1 Wash down surrounding area and wet material to suppress dust

3.2 Scale down loose material

3.3 Check job site and identify and manages possible misfires in accordance with site procedures

3.4 Check, identify and remove contaminants

3.5 Ensure all hoses and other auxiliary services are neatly stored

3.6 Bog to work plan removing required materials

3.7 Ensure road is kept clear during bogging

4. Haul material

4.1 Confirm type of material and haul to designated location

4.2 Lower bucket in recommended position

4.3 Identify and manage spillages on hauling surface

4.4 Maintain hauling efficiency by managing working environment conditions

5. Dump materials

5.1 Slow equipment to crawl when approaching dump site

5.2 Lift bucket to appropriate height in readiness for dumping, maintaining stability of loader

5.3 Dump material evenly distributing load or as required

6. Clean up job site

6.1 Scale down site ensuring loose materials are dislodged safely

6.2 Leave site and surrounding area clear, safe and accessible

7. Carry out operator maintenance

7.1 Prepare machine for maintenance

7.2 Conduct inspection and fault finding

7.3 Carry out scheduled maintenance tasks

7.4 Process written maintenance records

8. Carry out housekeeping activities

8.1 Clear work area and dispose of or recycle materials

8.2 Process records

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient conducting of load haul dump operations in underground metalliferous mines including:

conducting prestart checks prior to commencing operations and shutdown procedures on completion of operations

carrying out vehicle refuelling requirements and procedures

driving and operating the equipment to site conditions

applying safe work practices and identifying and reporting all potential hazards, risks and environmental issues

applying problem solving and troubleshooting techniques

selecting and using the required tools and equipment

carrying out equipment towing

applying vehicle directing procedures

applying pushing techniques

Works effectively with others to undertake and complete load haul dump operations in underground metalliferous mines that meet all of the required outcomes including:

using a range of communications techniques and equipment to convey information to others

maintaining written and verbal reporting requirements and procedures

organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

demonstrates completion of conducting underground load, haul and dump truck operations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

loading material

hauling material

dumping material

scaling down lose material

identifying and managing misfires

identifying and removing contaminants

identifying and managing spillages

The candidate must demonstrate knowledge of the following when conducting underground load haul dump operations:

communicating and performing isolation procedures

identifying primary and secondary ventilation

identifying equipment processes, technical capability and limitations

identifying, interpreting and using geological and technical data (basic)

being prepared for fire/accident/emergency

identifying signs of operator fatigue and how it should be managed

applying operational, maintenance and basic diagnostics

completing housekeeping activities

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply underground load haul dump operations documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Select, and check for faults, equipment and/or attachments for work activities 
Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency 
Inspect and assess site conditions to determine if scaling is required and take action according to site requirements 
Use approved dust suppression and extraction methods 
Ensure work area is well ventilated before entry 
Identify need for, and apply signage and barricades during each stage of activities 
Carry out start-up, park, shutdown and secure equipment procedures 
Coordinate activities with others at the site prior to commencement of, and during, the work activity 
Drive and operate equipment safely within working environment, load limitations and road conditions 
Monitor and manage equipment performance using appropriate indicators and ensure efficiency of operations 
Continually monitor hazards and risks, and ensure safety of self, other personnel, plant and equipment 
Complete the work plan, within the operating capacities of the plant 
Wash down surrounding area and wet material to suppress dust 
Scale down loose material 
Check job site and identify and manages possible misfires in accordance with site procedures 
Check, identify and remove contaminants 
Ensure all hoses and other auxiliary services are neatly stored 
Bog to work plan removing required materials 
Ensure road is kept clear during bogging 
Confirm type of material and haul to designated location 
Lower bucket in recommended position 
Identify and manage spillages on hauling surface 
Maintain hauling efficiency by managing working environment conditions 
Slow equipment to crawl when approaching dump site 
Lift bucket to appropriate height in readiness for dumping, maintaining stability of loader 
Dump material evenly distributing load or as required 
Scale down site ensuring loose materials are dislodged safely 
Leave site and surrounding area clear, safe and accessible 
Prepare machine for maintenance 
Conduct inspection and fault finding 
Carry out scheduled maintenance tasks 
Process written maintenance records 
Clear work area and dispose of or recycle materials 
Process records 

Forms

Assessment Cover Sheet

RIIMPO333D - Conduct underground load haul dump operations
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIMPO333D - Conduct underground load haul dump operations

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: